Miranda Shi Thu

FAQ About Miranda Shi Thu

• What is Miranda Shi Thu's address?

  Miranda Shi Thu is located at
  Singapore

• What is Miranda Shi Thu's job title?

  Miranda Shi Thu is a
  Key Areas of Responsibility Compliance Officer (2014 - Sep 2019) - IOOF, Australia Compliance professional in wealth management with extensive experience in auditing operations, framework management and business advisory. A flair for problem-solving in regulatory breach/incident handling and resolution. Holds responsibility for Group wide compliance policies development, licensing, Board reporting and liaison officer with auditors/regulators. Specializes in the production of Board and Committee incident reports and recommendations, technically proficient in regulations (Fit & Proper assessment and lodgments) and project management at country level (incident management tool and system rollout). Strong improvement mindset that challenges all processes and outputs to determine value add and find efficiencies. A hands-on approach with broad experience in senior stakeholders’ engagement and working with multifunctional teams to deliver compliance solutions. Some of my key career achievement: • Identified deficiencies in legacy incident/breach reporting system prompting a national development and implementation of best in class automated system and programs to mitigate risk for my organisation • Nomination as the best employee of the year Compliance Manager (2006- Nov 2011) # Specializes in review for insurance plans and investment-linked products, as well as sales/marketing materials/ telemarketing sales call scripts # Monitor effectiveness of business risk and compliance practices, highlight gaps or risks outside appetite and escalate as required # Review and report on key activities/processes, risk and compliance related issues with recommended solutions # Preparing annual review compliance plans and conducting operational reviews #Revamped the company's compliance manual and development of the Regulatory Compliance Matrix for business units # Investigating and resolving customers' disputes and complaint cases # Preparing and submitting the investigation reports to the Disciplinary Committee and Management for deliberation and actions # Liaising with the stakeholders to ensure compliance related findings were brought to proper closure # Coach and support business resources on how to apply the risk and compliance framework. This also includes instilling best industry practices to conduct business activities and achieve business goals in a compliance manner # Preparing compliance report for the audit committee and the Regional Head Office Ioof Holdings

• What industry does Miranda Shi Thu currently work in?

  Miranda Shi Thu currently works in the
  Ioof Holdings

• What is Miranda Shi Thu's area of expertise?

  Miranda Shi Thu specializes in
  Key Areas of Responsibility Compliance Officer (2014 - Sep 2019) - IOOF, Australia Compliance professional in wealth management with extensive experience in auditing operations, framework management and business advisory. A flair for problem-solving in regulatory breach/incident handling and resolution. Holds responsibility for Group wide compliance policies development, licensing, Board reporting and liaison officer with auditors/regulators. Specializes in the production of Board and Committee incident reports and recommendations, technically proficient in regulations (Fit & Proper assessment and lodgments) and project management at country level (incident management tool and system rollout). Strong improvement mindset that challenges all processes and outputs to determine value add and find efficiencies. A hands-on approach with broad experience in senior stakeholders’ engagement and working with multifunctional teams to deliver compliance solutions. Some of my key career achievement: • Identified deficiencies in legacy incident/breach reporting system prompting a national development and implementation of best in class automated system and programs to mitigate risk for my organisation • Nomination as the best employee of the year Compliance Manager (2006- Nov 2011) # Specializes in review for insurance plans and investment-linked products, as well as sales/marketing materials/ telemarketing sales call scripts # Monitor effectiveness of business risk and compliance practices, highlight gaps or risks outside appetite and escalate as required # Review and report on key activities/processes, risk and compliance related issues with recommended solutions # Preparing annual review compliance plans and conducting operational reviews #Revamped the company's compliance manual and development of the Regulatory Compliance Matrix for business units # Investigating and resolving customers' disputes and complaint cases # Preparing and submitting the investigation reports to the Disciplinary Committee and Management for deliberation and actions # Liaising with the stakeholders to ensure compliance related findings were brought to proper closure # Coach and support business resources on how to apply the risk and compliance framework. This also includes instilling best industry practices to conduct business activities and achieve business goals in a compliance manner # Preparing compliance report for the audit committee and the Regional Head Office

• Which languages does Miranda Shi Thu speak? 

  Miranda Shi Thu speaks the following languages:
  No languages available.

• Which industries has Miranda Shi Thu previously worked in?   

  Miranda Shi Thu has prior experience in the following industries:
  Prudential Assurance , Prudential Assurance , Baker Tilly Monteiroheng Chartered Accountants

• What is Miranda Shi Thu’s work experience?  

  Miranda Shi Thu has the following professional experience:
  Ioof Holdings , Prudential Assurance , Prudential Assurance , Baker Tilly Monteiroheng Chartered Accountants .

• How can I find Miranda Shi Thu on LinkedIn?  

  You can view Miranda Shi Thu’s
  LinkedIn profile at LinkedIn URL.

• What are Miranda Shi Thu’s work email addresses?  

  Miranda Shi Thu’s work email addresses are
  [email protected].

• What company does Miranda Shi Thu work for?  

  Miranda Shi Thu works at
  Ioof Holdings